Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Walton is a financial professional with over 3 years of experience in the securities industry. Elizabeth is currently registered with Capital One Securities, Inc. in New York, NY. Elizabeth holds the Series 63, Series 79TO and SIE licenses. She is registered to provide securities-related services in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/20/2019 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 06/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2019
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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