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Elizabeth Teresa Dooley

City National Rochdale

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About Elizabeth Teresa Dooley

Elizabeth Dooley is a financial advisor with City National Rochdale. Elizabeth has been in the financial services industry since 1997. Elizabeth holds the Series 7, Series 63, Series 55, Series 65, SIE, and Series 57TO licenses. Elizabeth is also a Chartered Financial Analyst. Elizabeth has experience working with individual clients, corporations, and investment companies. Elizabeth works out of the New York City office.

Firm Information

Elizabeth Dooley is currently registered with City National Rochdale. City National Rochdale is an investment advisor with over $50 billion in assets under management. They offer a variety of services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide selection of other advisors and have a wrap fee program. They are registered with the SEC and have offices in New York, NY.
City National Rochdale

400 PARK AVENUE

NEW YORK, NY 10022

$68.18B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Elizabeth Dooley’s Registration & Firm History

NY

02/07/2025 - Present

City National Rochdale (NEW YORK NY)

NY

12/18/1998 - 09/22/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

12/14/1998 - 08/19/1999

NEPTUNE SECURITIES FINANCE, LLC (NEW YORK NY)

NY

01/08/1997 - 12/18/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/17/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/07/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Teresa Dooley.
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