Unclaimed
Elizabeth Garcia is a financial advisor with Cambridge Investment Research, Inc. Elizabeth is registered with both FINRA and the states of Kansas and Missouri. Elizabeth holds Series 7, 24, 52, 53, and 63 licenses. Elizabeth has been in the financial industry since October 14, 2013, and is currently located in Overland Park, KS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
04/27/2020 - Present
Cambridge Investment Research, Inc. (OVERLAND PARK KS)
KS
10/15/2013 - 04/28/2020
MML INVESTORS SERVICES, LLC (Overland Park KS)
BC
Issued 05/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/28/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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