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Elizabeth Shahnaz Maule

Susquehanna Securities, LLC

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About Elizabeth Shahnaz Maule

Elizabeth Maule is a financial professional with over 20 years of experience in the industry. Elizabeth is currently registered with Susquehanna Securities, LLC. Elizabeth has held previous positions with Susquehanna Capital Group and Susquehanna Financial Group, LLLP. Elizabeth is a Series 4, 7, 63, 86, and 87 licensed professional. Elizabeth is also a SIE licensed professional.

Firm Information

Elizabeth Maule is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Maule’s Registration & Firm History

PA

12/19/2014 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

PA

03/24/2008 - 03/13/2015

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

PA

07/24/2000 - 03/25/2008

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 12/30/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2000

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/16/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Elizabeth Shahnaz Maule.
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