Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Wardell is a financial professional with over 15 years of experience in the financial services industry. Elizabeth has worked at several prominent firms, including Lehman Brothers Inc. and Barclays Capital Inc. Currently, Elizabeth is a Registered Representative at Apollo Global Securities, LLC. Elizabeth holds the Series 7, 63, and SIE licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/27/2022 - Present
Apollo Global Securities, LLC (LOS ANGELES CA)
NY
09/22/2008 - 10/07/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/17/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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