Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Collins has been in the financial industry since October 2003. Elizabeth is a Series 7, 24, 51, and 63 licensed advisor and has earned the SIE, Series 99TO and Series 79TO designations. Elizabeth is currently registered as a Broker-Dealer with Harbor View Advisors, LLC, Silverbox Securities LLC, Imperii Securities LLC, Aurus Advisors, Inc., Telegraph Hill BD LLC, Taylor Grey, Inc., Ocean Park Securities, LLC, Story3 Advisors LLC, Presidio Merchant Partners LLC, TWD Securities, LLC, The Courtney Group, LLC, Q Advisors LLC, Bridgewater James Limited, LLC, Strategic Marketing Solutions Ltd., LLC, Bridge Street Securities, LLC, Silvergrove Advisors LLC, Link Securities LLC, Columbia West Capital, LLC, Sage Partners Securities, LLC, PGP Capital Advisors, LLC, Capulent LLC, Catapult Advisors LLC, FWS Retirement Services, LLC, Woodside Capital Securities LLC, Denning & Co. LLC, Demeter Advisory Group, LLC, and Financial Telesis Inc.. Elizabeth has previously been registered with BUILDER ADVISOR GROUP, LLC, MOMENTUM CAPITAL MARKETS, LLC, AMERICAN INVESTORS COMPANY, BODINGTON & COMPANY, VISTA POINT ADVISORS, LLC, DBO PARTNERS LLC, RAINIER SECURITIES, LLC, HUB INTERNATIONAL INVESTMENT SERVICES INC., MVP CAPITAL ADVISORS, LLC, CKS SECURITIES LLC, QUINTUS PARTNERS LLC, UNION SQUARE ADVISORS LLC, RUTBERG & COMPANY, LLC, FIRST BEVERAGE ADVISORS, LLC, FIRST CRAFT SECURITIES, LLC, HIGGINS CAPITAL MANAGEMENT, INC., TEACHERS FINANCIAL INVESTMENT CORPORATION, DISCERN SECURITIES, INC., GRANDFUND INVESTMENT GROUP, LLC, FMV CAPITAL MARKETS, LLC, SEEDCHANGE EXECUTION SERVICES INC., QUANTUMWAVE CAPITAL INC., GOTTEX BROKERS ALTERNATIVE USA INC., SFRI SECURITIES LLC, REGAL CAPITAL ADVISORS, LLC, BRERETON, HANLEY SECURITIES INC., CODE ADVISORS LLC, WINTER ADVISORS, INC., ZEPEDA & COMPANY, INC., FEP INVESTMENTS LLC, MARCH GROUP FINANCIAL, LLC, DVE SECURITIES, INC., and US ARMA PARTNERS LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/07/2024 - Present
Harbor View Advisors, LLC (NEPTUNE BEACH FL)
CA
03/01/2012 - 02/02/2024
BUILDER ADVISOR GROUP, LLC (CORTE MADERA CA)
CA
01/22/2020 - 01/04/2024
MOMENTUM CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
10/13/2021 - 12/31/2023
AMERICAN INVESTORS COMPANY (SAN RAMON CA)
CA
02/27/2017 - 12/22/2023
BODINGTON & COMPANY (SAN FRANCISCO CA)
CA
12/14/2011 - 05/26/2023
VISTA POINT ADVISORS, LLC (SAN FRANCISCO CA)
CA
08/06/2014 - 10/28/2022
DBO PARTNERS LLC (BURLINGAME CA)
WA
08/01/2014 - 03/29/2022
RAINIER SECURITIES, LLC (MERCER ISLAND WA)
IL
05/05/2020 - 01/27/2022
HUB INTERNATIONAL INVESTMENT SERVICES INC. (Chicago IL)
CA
10/31/2017 - 11/02/2020
MVP CAPITAL ADVISORS, LLC (SAN FRANCISCO CA)
AZ
08/20/2019 - 03/27/2020
CKS SECURITIES LLC (SCOTTSDALE AZ)
CA
02/10/2016 - 02/10/2020
QUINTUS PARTNERS LLC (ATHERTON CA)
CA
01/09/2007 - 10/10/2018
UNION SQUARE ADVISORS LLC (SAN FRANCISCO CA)
CA
05/27/2011 - 08/27/2018
RUTBERG & COMPANY, LLC (SAN FRANCISCO CA)
NY
10/06/2011 - 05/08/2018
FIRST BEVERAGE ADVISORS, LLC (NEW YORK NY)
MD
02/21/2013 - 05/04/2018
FIRST CRAFT SECURITIES, LLC (ST. MICHAELS MD)
CA
08/19/2014 - 03/21/2018
HIGGINS CAPITAL MANAGEMENT, INC. (LA JOLLA CA)
CA
08/03/2007 - 01/04/2017
TEACHERS FINANCIAL INVESTMENT CORPORATION (LAGUNA HILLS CA)
CA
09/11/2014 - 06/29/2016
DISCERN SECURITIES, INC. (SAN MATEO CA)
NV
07/24/2007 - 02/01/2016
GRANDFUND INVESTMENT GROUP, LLC (RENO NV)
CA
08/04/2014 - 12/23/2015
FMV CAPITAL MARKETS, LLC (IRVINE CA)
CA
09/09/2013 - 10/08/2015
SEEDCHANGE EXECUTION SERVICES INC. (LAFAYETTE CA)
CA
08/27/2012 - 02/13/2015
QUANTUMWAVE CAPITAL INC. (GEORGETOWN CA)
NY
09/24/2012 - 06/11/2013
GOTTEX BROKERS ALTERNATIVE USA INC. (NEW YORK NY)
CA
11/14/2006 - 03/08/2013
SFRI SECURITIES LLC (SAN FRANCISCO CA)
CA
08/03/2009 - 08/24/2011
REGAL CAPITAL ADVISORS, LLC (LOS ANGELES CA)
CA
07/06/2007 - 02/28/2011
BRERETON, HANLEY SECURITIES INC. (SAN JOSE CA)
CA
01/05/2011 - 02/23/2011
CODE ADVISORS LLC (SAN FRANCISCO CA)
CA
09/05/2007 - 06/16/2010
WINTER ADVISORS, INC. (LOS ALTOS CA)
CA
08/21/2007 - 03/31/2009
ZEPEDA & COMPANY, INC. (LOS ANGELES CA)
MA
01/08/2009 - 03/30/2009
FEP INVESTMENTS LLC (BOSTON MA)
CA
09/05/2008 - 01/10/2009
MARCH GROUP FINANCIAL, LLC (MISSION VIEJO CA)
CO
01/22/2008 - 10/01/2008
DVE SECURITIES, INC. (DENVER CO)
NY
04/19/2007 - 06/19/2008
US ARMA PARTNERS LP (NEW YORK NY)
CA
09/05/2007 - 12/13/2007
KEMA PARTNERS LLC (MILL VALLEY CA)
BC
Issued 01/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/06/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/09/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Elizabeth Collins is the right advisor for you? Invested Better is here to help.
