Unclaimed
Elizabeth Babb is a registered representative with Santander US Capital Markets LLC. Elizabeth has passed the Series 63, Series 79TO, and SIE exams and is registered in New York. Elizabeth began her career in the financial industry on November 5, 2023, and has been with Santander US Capital Markets LLC since November 6, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
BC
Issued 11/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Elizabeth Babb is the right advisor for you? Invested Better is here to help.