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Elizabeth S Locksley

J.p. Morgan Institutional Investments Inc.

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About Elizabeth S Locksley

Elizabeth Locksley is a financial professional with over 30 years of experience in the industry. Elizabeth is currently registered with J.p. Morgan Institutional Investments Inc. Prior to her current role, Elizabeth held positions at J.P. MORGAN SECURITIES INC., CHASE SECURITIES INC., and BT SECURITIES CORPORATION. Elizabeth holds FINRA Series 3, 7, and 63 licenses, as well as the SIE exam. Elizabeth has a proven track record of success in the financial services industry and is committed to providing her clients with the highest level of service.

Firm Information

Elizabeth Locksley is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Locksley’s Registration & Firm History

NY

06/15/2001 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NY

05/01/2001 - 06/15/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/14/1993 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/11/2001 - 02/08/2001

CHASE SECURITIES INC. (NEW YORK NY)

MD

12/22/1987 - 05/27/1993

BT SECURITIES CORPORATION (BALTIMORE MD)

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Licenses & Designations

BC

Issued 02/19/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1997

Series 3 - National Commodity Futures Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth S Locksley.
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