Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Kramer is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in MOUNT PLEASANT, SC. Elizabeth has been in the financial industry since 2012. Elizabeth has a combined 20 years of experience in the financial industry. Elizabeth holds a Series 6, 7, 63, 66 and SIE licenses. Elizabeth previously worked at BOK FINANCIAL SECURITIES, INC., WELLS FARGO ADVISORS, LLC, BBVA COMPASS INVESTMENT SOLUTIONS, INC, PRIMEVEST FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS, LLC, SUNTRUST INVESTMENT SERVICES, INC. and BANC OF AMERICA INVESTMENT SERVICES, INC. Elizabeth's current registrations are active in South Carolina for both Broker-Dealer and Investment Advisor. Elizabeth has been registered with the firm since 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/27/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MOUNT PLEASANT SC)
TX
06/01/2015 - 08/24/2016
BOK FINANCIAL SECURITIES, INC. (Houston TX)
TX
12/20/2012 - 05/04/2015
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
07/18/2011 - 11/27/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
05/17/2010 - 10/25/2010
PRIMEVEST FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
01/30/2008 - 06/16/2009
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
SC
12/13/2006 - 09/24/2007
SUNTRUST INVESTMENT SERVICES, INC. (CHARLESTON SC)
MA
06/28/1999 - 10/21/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 07/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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