Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Rose Peck is a financial professional with over 20 years of experience in the securities industry. She is currently registered with R. Seelaus & Co., LLC and has held previous positions at HSBC Securities (USA) Inc., SG Americas Securities, LLC and SG Cowen Securities Corporation. Elizabeth has a strong understanding of the financial markets and has a proven track record of success in providing investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/30/2020 - Present
R. Seelaus & CO., LLC (Chatham NJ)
NY
07/18/2005 - 02/04/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/26/2004 - 04/04/2005
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
12/13/2000 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 11/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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