Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Keen is a financial advisor with Fidelity Brokerage Services LLC in WESTLAKE, TX. Elizabeth is a registered representative with FINRA and holds the Series 7TO, SIE, Series 9 and Series 10 licenses. Elizabeth also holds the Series 63 license and is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/20/2020 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 10/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/30/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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