Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Robles has been in the securities industry since August 16, 2005. Currently, Elizabeth is registered with Fidelity Brokerage Services LLC. Previously, Elizabeth was employed at LPL FINANCIAL LLC, WELLS FARGO CLEARING SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES. Elizabeth holds licenses for Series 6, Series 7, and SIE and is licensed in all states except for Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
04/05/2023 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
CA
01/31/2022 - 03/21/2023
LPL FINANCIAL LLC (ROLLING HILLS ESTATE CA)
CA
02/15/2008 - 02/09/2022
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
05/29/2007 - 03/03/2008
CITIGROUP GLOBAL MARKETS INC. (WEST HOLLYWOOD CA)
CA
02/09/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (WEST HOLLYWOOD CA)
NY
10/28/2004 - 05/05/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 12/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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