Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Sandoval is a financial advisor with Wells Fargo Clearing Services, LLC. Elizabeth has over 20 years of experience in the financial services industry, and is registered with the state of California to provide both securities and investment advisory services. Elizabeth has a wide range of experience serving individuals, corporations, charitable organizations, and pension and profit-sharing plans. Elizabeth specializes in financial planning, portfolio management, and investment consulting services to institutional clients. Elizabeth previously worked with LPL Financial Corporation, IFMG Securities, Inc., and DFC Investor Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
08/06/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (RANCHO CUCAMONGA CA)
CA
03/04/2008 - 08/12/2008
LPL FINANCIAL CORPORATION (DIAMOND BAR CA)
CA
08/01/2007 - 03/04/2008
IFMG SECURITIES, INC. (DIAMOND BAR CA)
CA
01/25/2005 - 08/10/2007
DFC INVESTOR SERVICES (GLENDORA CA)
WI
01/02/2003 - 02/07/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
08/24/2000 - 12/31/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
09/19/2000 - 06/26/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
NC
07/31/1998 - 07/17/2000
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NY
05/01/1998 - 07/10/1998
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 07/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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