linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Elizabeth Reed Cooke

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your Profile

About Elizabeth Reed Cooke

Elizabeth Cooke has been in the financial industry since 1987. Elizabeth is currently registered with Charles Schwab & CO., Inc. Previously, Elizabeth was registered with Knight Securities, Inc., Chase Securities Inc., PaineWebber Incorporated, A. G. Edwards & Sons, Inc., and E. F. Hutton & Company Inc. Elizabeth is a Series 7, Series 55, Series 63, and Series 66 licensed professional. Elizabeth is also a licensed Investment Advisor Representative in New Jersey. Elizabeth is an active professional in the industry with a strong background in providing financial advice to clients.

Firm Information

Elizabeth Cooke is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Elizabeth Cooke’s Registration & Firm History

NY

03/27/2006 - Present

Charles Schwab & CO., Inc. (New York NY)

NJ

06/24/1998 - 11/18/1998

KNIGHT SECURITIES, INC. (JERSEY CITY NJ)

NY

08/05/1996 - 02/12/1998

CHASE SECURITIES INC. (NEW YORK NY)

NJ

04/21/1992 - 07/31/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MO

11/05/1990 - 03/27/1992

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

05/14/1988 - 03/23/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

10/22/1985 - 05/14/1988

E. F. HUTTON & COMPANY INC

Not sure if Elizabeth Reed Cooke is right for you?

Licenses & Designations

BOTH

Issued 03/20/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/11/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Elizabeth Reed Cooke. Review regulatory record here.
Not sure if Elizabeth Reed Cooke is right for you?