Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Polizzi is a financial advisor with over 35 years of experience in the industry. She is currently registered with UBS Financial Services Inc. and has been a registered representative with several other firms throughout her career, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raymond James Financial Services, Inc., and Morgan Stanley. Elizabeth is licensed in several states, including New York, Florida, and Texas. She offers a range of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. Elizabeth is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/26/2023 - Present
UBS Financial Services Inc. (Key West FL)
FL
05/19/2017 - 09/29/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (Key West FL)
NY
04/25/2013 - 05/23/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (GARDEN CITY NY)
NY
06/01/2009 - 05/20/2013
MORGAN STANLEY (GARDEN CITY NY)
NY
01/25/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GARDEN CITY NY)
NY
09/30/1996 - 02/01/2008
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NJ
09/27/1991 - 10/03/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/17/1989 - 10/01/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/14/1988 - 01/17/1989
WELLSHIRE SECURITIES, INC.
NA
05/25/1988 - 09/13/1988
GREENTREE SECURITIES CORP.
NA
05/25/1988 - 06/01/1988
DESCAP SECURITIES, INC.
IA
Issued 08/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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