Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Pendergast is a financial advisor with over 30 years of experience in the industry. Elizabeth is currently registered with J.p. Morgan Securities LLC and J.p. Morgan Private Wealth Advisors LLC in multiple states. Elizabeth has previously worked with First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANCBOSTON BROKERAGE INC., PML SECURITIES COMPANY, JANNEY MONTGOMERY SCOTT INC. and ALEX. BROWN & SONS. Elizabeth holds multiple licenses and certifications, including Series 7, 63, and 66. Elizabeth specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
01/23/2024 - Present
J.p. Morgan Securities LLC (BOSTON MA)
MA
01/13/2023 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (WELLESLEY MA)
MA
08/12/2019 - 01/17/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
NA
08/28/1986 - 11/20/1990
BANCBOSTON BROKERAGE INC.
NA
09/20/1984 - 12/26/1984
PML SECURITIES COMPANY
NA
04/23/1982 - 09/21/1982
JANNEY MONTGOMERY SCOTT INC.
NA
04/13/1981 - 03/23/1982
ALEX. BROWN & SONS
BOTH
Issued 01/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/05/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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