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Elizabeth Paul Daly

Empower Financial Services, Inc.

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About Elizabeth Paul Daly

Elizabeth Daly is a financial professional with over 20 years of experience in the industry. Elizabeth is currently registered with Empower Financial Services, Inc. and is a Series 6 and SIE licensed representative. Elizabeth has previously held positions at Putnam Retail Management Limited Partnership and MMC Securities Corp.

Firm Information

Elizabeth Daly is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Daly’s Registration & Firm History

MA

07/30/2015 - Present

Empower Financial Services, Inc. (Boston MA)

MA

06/02/2005 - 05/07/2015

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

NY

01/01/2005 - 04/22/2005

MMC SECURITIES CORP. (NEW YORK NY)

MA

09/11/2003 - 01/01/2005

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Paul Daly.
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