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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Cooper is a financial advisor with UBS Financial Services Inc. Elizabeth has been in the industry since 2007. Elizabeth has a wide range of experience, including working at Barclays Capital Inc. and Lehman Brothers Inc. Elizabeth is registered with the state of Florida and Texas, and holds several licenses and certifications, including Series 3, 7, 9, 10 and 66. Elizabeth offers a variety of services, including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/20/2014 - Present
UBS Financial Services Inc. (WEST PALM BEACH FL)
FL
02/18/2009 - 11/14/2014
BARCLAYS CAPITAL INC. (PALM BEACH FL)
FL
09/22/2008 - 10/24/2008
BARCLAYS CAPITAL INC. (PALM BEACH FL)
FL
02/13/2007 - 09/22/2008
LEHMAN BROTHERS INC. (PALM BEACH FL)
BOTH
Issued 04/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2014
Series 3 - National Commodity Futures Examination
BC
Issued 02/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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