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Elizabeth Parker Lee

Cetera Advisors LLC

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About Elizabeth Parker Lee

Elizabeth Parker Lee is a financial professional with over 35 years of experience in the industry. Elizabeth is currently registered with Cetera Advisors LLC and has held previous registrations with firms such as First Allied Securities, Inc., D.E. Frey & Company, Inc., Dean Witter Reynolds Inc., Paine Webber Incorporated and Johnston, Lemon & Co. Incorporated. Elizabeth is licensed to conduct securities business in Connecticut, Delaware, Florida, Maryland, Massachusetts, Michigan, Pennsylvania, Rhode Island and Virginia.

Firm Information

Elizabeth Lee is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Lee’s Registration & Firm History

RI

09/08/2022 - Present

Cetera Advisors LLC (WESTERLY RI)

VA

09/28/2000 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (FALLS CHURCH VA)

CO

01/06/1998 - 10/26/2000

D.E. FREY & COMPANY, INC. (DENVER CO)

NY

04/04/1988 - 01/14/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

08/20/1987 - 10/27/1987

PAINEWEBBER INCORPORATED

NA

06/20/1986 - 08/05/1987

JOHNSTON, LEMON & CO. INCORPORATED

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Licenses & Designations

BC

Issued 06/05/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2002

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/1986

Series 15 - Foreign Currency Options Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Parker Lee.
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