Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Holt is a financial advisor with UBS Financial Services Inc., located in San Francisco, CA. Elizabeth has been in the financial services industry since 1996 and has a broad range of experience working with clients across various sectors, including high net worth individuals, corporations, and institutions. Elizabeth is licensed to provide investment advice in multiple states and holds the Series 7, Series 63, and SIE licenses. Elizabeth has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Oppenheimer & Co. Inc., and Smith Barney Inc., and has a solid track record of success in delivering personalized financial solutions to meet the unique needs of her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
03/02/2022 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
08/12/2014 - 03/07/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
04/30/2012 - 07/17/2014
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
07/16/2001 - 03/28/2011
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
NY
05/03/2000 - 06/13/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 05/04/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
11/04/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
11/14/1994 - 10/16/1996
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 06/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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