Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Sims is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Elizabeth has been in the financial services industry since 1988. Sims holds FINRA Series 7, 9, 10, 63, and 65 licenses and the SIE exam. Elizabeth is registered with the State of Georgia and Tennessee. Sims is currently active in the following specializations: portfolio management for individuals, portfolio management for businesses, financial planning, pension consulting, and selection of other advisors. Sims's past experience includes working for First Union Brokerage Services, Inc. Chatfield Dean & Co., Inc., The Stuart-James Company, Incorporated, and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/25/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ALPHARETTA GA)
TN
10/01/2000 - 03/23/2023
WELLS FARGO CLEARING SERVICES, LLC (CHATTANOOGA TN)
NC
08/27/1992 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CO
11/24/1990 - 09/01/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
05/25/1988 - 12/03/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 06/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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