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Elizabeth Oakley Merritt

Capital Management OF THE Carolinas, LLC

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About Elizabeth Oakley Merritt

Elizabeth Merritt is a financial advisor with Capital Management of the Carolinas, LLC in Charlotte, NC. Elizabeth has been in the securities industry since October 1997. Elizabeth has a Series 7, Series 10, Series 24, Series 63 and SIE. Elizabeth has held previous roles with Citigroup Global Markets Inc., Wells Fargo Advisors, LLC, TIAA-CREF Individual & Institutional Services, LLC, Wachovia Securities, LLC, Harris Investor Services LLC and J.C. Bradford & Co..

Firm Information

Elizabeth Merritt is currently registered with Capital Management OF THE Carolinas, LLC. Capital Management OF THE Carolinas, LLC is a Limited Liability Company formed in North Carolina on November 15, 2000.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Merritt’s Registration & Firm History

NC

08/02/2019 - Present

Capital Management OF THE Carolinas, LLC (CHARLOTTE NC)

NY

11/14/2016 - 08/24/2017

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NC

10/28/2013 - 01/06/2016

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

NC

09/25/2007 - 10/04/2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

VA

06/16/2004 - 06/18/2007

WACHOVIA SECURITIES, LLC (GLEN ALLEN VA)

NJ

07/13/2000 - 03/04/2003

HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)

NY

06/17/1997 - 07/06/2000

J.C. BRADFORD & CO. (NEW YORK NY)

NC

03/04/1993 - 04/03/1997

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 03/10/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/28/2001

Series 24 - General Securities Principal Examination

BC

Issued 03/28/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 08/24/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Oakley Merritt.
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