Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Nelson is a financial advisor registered with LPL Financial LLC. Elizabeth has been working in the financial services industry since 2001. Elizabeth has a total of 53 state registrations, including Connecticut, where she is also registered as an Investment Advisor Representative. She holds the Series 4, 6, 7, 63 and 66 securities licenses. She also holds the SIE. Elizabeth has prior experience working with People's Securities, Inc. and People's United Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
08/23/2022 - Present
LPL Financial LLC (BRIDGEPORT CT)
CT
05/15/2001 - 08/24/2022
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
BOTH
Issued 11/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2021
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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