Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Munoz is a financial professional with over 10 years of experience in the industry. Elizabeth is currently registered with Hilltop Securities Inc. in Dallas, Texas. Elizabeth has passed the Series 7, Series 24, Series 27, and Series 63 exams and holds a Series 99TO license as well. Elizabeth has previously worked at First Southwest Company, LLC. Elizabeth specializes in helping clients with a variety of financial planning and investment needs, including portfolio management for individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
11/11/2019 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
01/22/2016 - 03/21/2018
HILLTOP SECURITIES INC. (Dallas TX)
TX
04/20/2009 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (Dallas TX)
BC
Issued 11/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/11/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Elizabeth Munoz is the right advisor for you? Invested Better is here to help.
