Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Morris is a financial professional with over 25 years of experience in the financial services industry. Elizabeth is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Elizabeth was associated with Lincoln Financial Distributors, Inc., Prudential Annuities Distributors, Inc, Securities America, Inc., AIG Capital Services, Inc., MetLife Investors Distribution Company, Tower Square Securities, Inc., Directed Services, Inc., Aetna Investment Services, LLC, ICMA - RC Services, Inc., Wachovia Brokerage Service, Financial Horizons Discount Brokerage, Inc., Financial Horizons Securities Corporation and Dean Witter Reynolds Inc. Elizabeth holds FINRA Series 7, 63 and 66 licenses and the SIE exam. Elizabeth is also registered to provide investment advisory services in Texas. Elizabeth specializes in providing financial advice to individuals, businesses, corporations, insurance companies, charitable organizations, pension and profit sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/03/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (McKinney TX)
PA
09/14/2018 - 09/04/2019
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CT
08/13/2015 - 04/25/2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NE
03/20/2015 - 07/31/2015
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
12/10/2012 - 02/23/2015
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
WI
04/01/2006 - 11/08/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (SPRING GREEN WI)
CA
06/09/2004 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
PA
07/06/2001 - 11/10/2003
DIRECTED SERVICES, INC. (WEST CHESTER PA)
CT
01/28/1999 - 07/12/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
DC
09/14/1996 - 12/11/1998
ICMA - RC SERVICES, INC. (WASHINGTON DC)
NC
12/13/1995 - 08/16/1996
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NA
07/11/1991 - 09/14/1994
FINANCIAL HORIZONS DISCOUNT BROKERAGE, INC.
NA
06/27/1991 - 09/14/1994
FINANCIAL HORIZONS SECURITIES CORPORATION
NY
02/16/1990 - 05/03/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 03/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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