Unclaimed
Elizabeth Mei han Li is a financial advisor with Payden & Rygel Distributors. Elizabeth has been in the financial services industry since August 15, 2003, and holds the Series 7, Series 63 and SIE licenses. Elizabeth has been with Payden & Rygel Distributors since July 12, 2004. Elizabeth previously worked at Consumer Concepts Investments, Inc. and RBC Dain Rauscher Inc. Elizabeth is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/12/2004 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
GA
09/19/2003 - 07/20/2004
CONSUMER CONCEPTS INVESTMENTS, INC. (AUSTELL GA)
NY
10/02/2001 - 11/05/2001
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 09/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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