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Elizabeth May Otoole

Capitol Securities Management, Inc.

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About Elizabeth May Otoole

Elizabeth May Otoole is a registered representative with Capitol Securities Management, Inc. in Melville, New York. Elizabeth has been in the securities industry since 1993 and has experience with a variety of firms including Westrock Advisors, Inc., TASIN & COMPANY, INC., and Royce Investment Group, Inc. Elizabeth has also been registered with the state of New York since 2012. Elizabeth currently holds Series 7, Series 63, Series 79TO, and SIE licenses. Elizabeth's professional experience includes portfolio management for individuals and businesses, financial planning, and pension consulting.

Firm Information

Elizabeth Otoole is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Elizabeth Otoole’s Registration & Firm History

NY

11/21/2012 - Present

Capitol Securities Management, Inc. (MELVILLE NY)

NY

10/05/2010 - 12/18/2012

CAPITOL SECURITIES & ASSOCIATES, INC. (MELVILLE NY)

NY

11/02/2004 - 10/05/2010

WESTROCK ADVISORS, INC. (MELVILLE NY)

NY

01/22/2003 - 12/16/2003

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

07/23/1998 - 02/09/2001

TASIN & COMPANY, INC. (HAUPPAUGE NY)

NY

11/05/1997 - 02/09/1998

W.J. NOLAN & COMPANY, INC. (NEW YORK NY)

NY

01/28/1997 - 10/17/1997

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

NA

06/14/1993 - 12/04/1996

KENSINGTON WELLS INCORPORATED

NY

04/22/1991 - 06/22/1993

STRATTON OAKMONT INC. (LAKE SUCCESS NY)

NA

03/19/1990 - 02/14/1991

GLOBAL AMERICA INCORPORATED

NA

06/21/1988 - 02/25/1989

SOUTH RICHMOND SECURITIES, INC.

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Licenses & Designations

BC

Issued 06/30/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth May Otoole.
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