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Elizabeth Marie Philipp

Nylife Distributors LLC

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About Elizabeth Marie Philipp

Elizabeth Philipp is a financial professional with over 20 years of experience in the industry. Elizabeth is currently registered with Nylife Distributors LLC and has been in this role since December 2019. Prior to this, Elizabeth worked at Capital Dynamics Broker Dealer LLC and has also held positions at AG BD LLC, PIMCO Investments LLC, and Allianz Global Investors Distributors LLC. Elizabeth is licensed in all 50 states and the District of Columbia.

Firm Information

Elizabeth Philipp is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Philipp’s Registration & Firm History

NY

12/05/2019 - Present

Nylife Distributors LLC (NEW YORK NY)

NY

07/23/2018 - 03/06/2019

CAPITAL DYNAMICS BROKER DEALER LLC (NEW YORK NY)

NY

01/09/2015 - 12/14/2015

AG BD LLC (NEW YORK NY)

NY

02/14/2011 - 10/06/2014

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

11/11/1996 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/19/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/15/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/16/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/1996

Series 3 - National Commodity Futures Examination

BC

Issued 11/08/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Marie Philipp.
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