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Elizabeth Marie Lopez

USI Advisors

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About Elizabeth Marie Lopez

Elizabeth Marie Lopez is a financial advisor with over 10 years of experience in the industry. Elizabeth is currently registered with USI Advisors. Previously, Elizabeth was employed by AXA Advisors, LLC. Elizabeth holds the Series 6, Series 63, and Series 65 licenses. She has a strong background in providing financial advice and investment management services to a wide range of clients, including corporations, individuals, and institutions.

Firm Information

Elizabeth Lopez is currently registered with USI Advisors. USI Advisors is an investment advisory firm headquartered in Glastonbury, CT. Founded in 1998, USI Advisors provides investment advisory services to corporations, pension funds, and other institutional clients. The firm specializes in portfolio management, pension consulting, and selection of other advisors. USI Advisors is registered with the SEC and has over 70 investment advisor representatives.
USI Advisors

95 GLASTONBURY BLVD.

GLASTONBURY, CT 06033

$41.62B

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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seminars and consultations

Seminars and consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Elizabeth Lopez’s Registration & Firm History

CT

11/08/2022 - Present

USI Advisors (GLASTONBURY CT)

CA

11/27/2017 - 02/09/2018

AXA ADVISORS, LLC (PASADENA CA)

CA

12/17/2015 - 08/31/2017

GWFS EQUITIES, INC. (GLENDALE CA)

CA

01/08/2015 - 11/13/2015

NFP ADVISOR SERVICES, LLC (GLENDALE CA)

CA

05/28/2012 - 09/23/2014

LPL FINANCIAL LLC (SANTA BARBARA CA)

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Licenses & Designations

IA

Issued 06/01/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/11/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Elizabeth Marie Lopez.
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