Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Margaret Waters is a financial professional with experience in the securities industry. She holds the Series 63, 24, 79, and SIE licenses and has been registered as an investment advisor representative since 2011. Elizabeth is currently employed by Mufg Securities Americas Inc. and is based in New York. Before her current role, Elizabeth worked for BTMU Securities, Inc. Her experience suggests she has a strong background in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
04/06/2011 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 11/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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