Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Malagros Aponte is a financial professional with over 25 years of experience in the industry. Elizabeth is currently registered with Charles Schwab & Co., Inc. Elizabeth has held prior roles at SunAmerica Securities, Inc., Sentra Securities Corporation, Spelman & Co., Inc., and Charles Schwab & Co., Inc. Elizabeth is licensed to provide investment advisory services in the state of Arizona. Elizabeth is an active member of the industry and has passed the Uniform Combined State Law Examination and the Uniform Securities Agent State Law Examination. Elizabeth has also passed the General Securities Sales Supervisor - Options Module Examination and the General Securities Principal Examination. In addition to the Series 63, 66, 9 and 24 exams, Elizabeth has passed the SIE and Series 7 exams. Elizabeth offers financial planning, wrap fee programs and financial advisor referral programs to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
05/09/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
03/24/2006 - 03/09/2009
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
06/27/2003 - 02/11/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
06/27/2003 - 12/31/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
06/27/2003 - 12/31/2004
SPELMAN & CO., INC. (PHOENIX AZ)
TX
08/13/1996 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 08/01/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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