Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth M. Smith is a registered representative with Stonex Securities Inc. in Huntsville, Alabama. Elizabeth has been in the securities industry since July 3, 2000, and has a Series 6, Series 63, and SIE license. Prior to joining Stonex Securities Inc. Elizabeth worked at OSAIC INSTITUTIONS, INC., BBVA SECURITIES INC., and BBVA COMPASS INVESTMENT SOLUTIONS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
02/26/2024 - Present
Stonex Securities Inc. (Huntsville AL)
AL
06/23/2022 - 02/27/2024
OSAIC INSTITUTIONS, INC. (Huntsville AL)
AL
05/16/2013 - 06/02/2021
BBVA SECURITIES INC. (HUNTSVILLE AL)
AL
06/15/1999 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HUNTSVILLE AL)
BC
Issued 06/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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