Unclaimed
Elizabeth Lynne Deveau is a financial professional with over 16 years of experience in the financial services industry. Elizabeth currently works at TCW Investment Management Co. LLC in the Highlands Ranch, CO and LOS ANGELES, CA offices. Prior to her current role, Elizabeth held positions at BLACKROCK FUND DISTRIBUTION COMPANY and NUVEEN INVESTMENTS, LLC. Elizabeth holds FINRA Series 31, 7 and SIE licenses along with the Series 66 license. Elizabeth is a Certified Financial Planner and specializes in Portfolio Management for Individuals, Investment Companies, and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio management for wrap fee programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CO
10/16/2024 - Present
TCW Investment Management Co. LLC (Highlands Ranch CO)
CA
10/26/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
IL
10/14/2008 - 09/25/2009
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
IL
03/07/2007 - 09/17/2008
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
BOTH
Issued 03/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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