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Elizabeth Lummis Oneil

Nylife Securities LLC

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About Elizabeth Lummis Oneil

Elizabeth Oneil is a financial professional with over 20 years of experience in the financial services industry. Elizabeth is currently registered with Nylife Securities LLC. Previously, Elizabeth worked for a number of firms including Sutro & Co. Incorporated, Protected Investors of America, and Franklin/Templeton Distributors, Inc. Elizabeth holds a Series 63, Series 65, Series 6TO, Series 6, and SIE licenses. Elizabeth has been active in the industry since 1998 and has a strong track record of providing clients with personalized financial advice and guidance.

Firm Information

Elizabeth Oneil is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Oneil’s Registration & Firm History

CA

06/27/2024 - Present

Nylife Securities LLC (SAN RAMON CA)

CA

06/25/1999 - 05/02/2000

SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)

CA

04/27/1999 - 06/22/1999

PROTECTED INVESTORS OF AMERICA (SAN FRANCISCO CA)

CA

09/11/1998 - 04/09/1999

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

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Licenses & Designations

BC

Issued 07/29/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/28/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/26/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/06/2024

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Lummis Oneil.
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