Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Lucas is a registered representative with Keefe, Bruyette & Woods, Inc. based in New York, NY. Elizabeth has been working in the financial industry since November 21, 2012, and is licensed to offer securities services in all 50 states and the District of Columbia. Elizabeth is a Series 7, 63, 79 and SIE licensed professional. Previously Elizabeth worked at Stifel, Nicolaus & Company, Incorporated and Sterne, Agee & Leach, Inc., both based in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/07/2018 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
NY
06/09/2015 - 02/07/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
11/21/2012 - 09/03/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
BC
Issued 02/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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