Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Duncan is a financial advisor with over 20 years of experience in the industry. Elizabeth is currently registered with Oppenheimer & Co. Inc., and has previously been registered with Cantor Fitzgerald & Co., Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, and TIAA-CREF Individual & Institutional Services, Inc. Elizabeth holds the Series 6, 7, 31, and 63 licenses, as well as the SIE exam. Elizabeth provides a wide range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MI
01/09/2017 - Present
Oppenheimer & Co. Inc. (EAST LANSING MI)
MI
02/20/2015 - 01/11/2017
CANTOR FITZGERALD & CO. (East Lansing MI)
MI
06/01/2009 - 03/03/2015
MORGAN STANLEY (EAST LANSING MI)
MI
11/01/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (E. LANSING MI)
MI
07/01/2003 - 11/08/2007
WACHOVIA SECURITIES, LLC (EAST LANSING MI)
NY
09/25/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/06/1997 - 09/28/1999
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
BC
Issued 11/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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