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Elizabeth Lee Harding

Empower Financial Services, Inc.

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About Elizabeth Lee Harding

Elizabeth Harding is a financial advisor with Empower Financial Services, Inc. in Hartford, CT. Elizabeth has been in the financial services industry since September 10, 2011. Elizabeth is registered with FINRA as a Series 6, 7, and 63 licensed representative. Elizabeth holds the Series 66 license. Elizabeth is also registered in Connecticut as a broker-dealer. Elizabeth has previous experience with MML Investors Services, LLC, ING Financial Advisors, LLC, Signator Investors, Inc., and Raymond James Financial Services, Inc.

Firm Information

Elizabeth Harding is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Harding’s Registration & Firm History

CT

01/04/2021 - Present

Empower Financial Services, Inc. (Hartford CT)

CT

04/24/2014 - 01/04/2021

MML INVESTORS SERVICES, LLC (ENFIELD CT)

CT

05/10/2013 - 04/01/2014

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

MA

04/23/2010 - 11/19/2010

SIGNATOR INVESTORS, INC. (WEST BOROUGH MA)

CT

06/12/2009 - 02/17/2010

MML INVESTORS SERVICES, INC. (FARMINGTON CT)

CT

10/01/2008 - 03/16/2009

RAYMOND JAMES FINANCIAL SERVICES, INC. (AVON CT)

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Licenses & Designations

BC

Issued 01/25/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/27/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/30/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Lee Harding.
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