Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Leann Stieneke is an investment advisor representative who is active in both the broker-dealer and investment advisor industries. Elizabeth has been in the industry since 2003 and has held registrations with several firms. Elizabeth currently holds a Series 66, Series 63, Series 53, Series 4, Series 24, Series 52TO, Series 99TO, SIE and Series 7. Elizabeth is currently registered with Raymond James Financial Services Advisors, Inc. and provides financial planning, portfolio management for businesses and individuals, educational seminars and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
08/11/2022 - Present
Raymond James Financial Services Advisors, Inc. (Omaha NE)
NE
04/12/2021 - 12/13/2021
CETERA ADVISOR NETWORKS LLC (OMAHA NE)
NE
03/08/2012 - 12/31/2020
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
12/15/2011 - 03/30/2012
TD AMERITRADE, INC. (BELLEVUE NE)
NE
02/04/2008 - 03/30/2012
TD AMERITRADE CLEARING, INC. (BELLEVUE NE)
NE
03/27/2007 - 02/04/2008
TD AMERITRADE, INC. (BELLEVUE NE)
NE
10/18/2002 - 11/22/2006
LEGENT CLEARING (OMAHA NE)
NE
07/04/2002 - 10/18/2002
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
BOTH
Issued 08/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/29/2013
Series 4 - Registered Options Principal Examination
BC
Issued 06/21/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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