Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Riddle is a financial advisor with over 7 years of experience in the industry. Elizabeth is registered with Raymond James & Associates, Inc. and is a Registered Representative (Series 66, Series 7, SIE, Series 9 and Series 10). Prior to joining Raymond James & Associates, Inc., Elizabeth was a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Sagepoint Financial, Inc. Elizabeth is licensed in 53 states and the District of Columbia and specializes in providing financial planning, portfolio management, and other advisory services to a variety of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, charitable organizations, and banking or thrift institutions. Elizabeth holds a variety of designations and certifications, including the Series 66, Series 7, SIE, Series 9 and Series 10 licenses. Elizabeth is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/18/2021 - Present
Raymond James & Associates, Inc. (Winston-Salem NC)
NC
11/08/2016 - 03/18/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINSTON SALEM NC)
NC
11/12/2015 - 10/25/2016
SAGEPOINT FINANCIAL, INC. (MOORESVILLE NC)
BOTH
Issued 04/15/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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