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Elizabeth Katherine Lott

Pruco Securities, LLC

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About Elizabeth Katherine Lott

Elizabeth Katherine Lott is a financial advisor with over 16 years of experience in the industry. She currently works with Pruco Securities, LLC in Glastonbury, CT. Elizabeth has worked with clients across various types of accounts, including trust and estate accounts, high-net-worth individuals, and corporations or other businesses. She is registered with the state of Connecticut and holds the Series 66, Series 7, and SIE licenses. She is also registered in Florida, Maine, and Massachusetts. Elizabeth is passionate about helping her clients achieve their financial goals. In addition to her financial services, she also offers dance instruction and fitness instruction.

Firm Information

Elizabeth Lott is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Elizabeth Lott’s Registration & Firm History

CT

04/21/2023 - Present

Pruco Securities, LLC (Glastonbury CT)

CT

04/10/2019 - 05/04/2023

LPL FINANCIAL LLC (ENFIELD CT)

CT

09/16/2016 - 04/01/2019

HORACE MANN INVESTORS, INC. (Manchester CT)

CT

01/06/2009 - 08/01/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON CT)

CT

06/26/2007 - 01/15/2009

CITIGROUP GLOBAL MARKETS INC. (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 08/28/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Katherine Lott.
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