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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Katherine Frederick is an investment advisor representative with Fidelity Personal And Workplace Advisors, located in Denver, NC. Elizabeth has been working in the financial services industry since August 1998. Elizabeth previously worked for WELLS FARGO CLEARING SERVICES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Elizabeth holds Series 7, 7TO, 63, and 66 licenses. Elizabeth specializes in providing financial planning services to individuals, businesses, and charitable organizations. Elizabeth is also registered as a real estate agent in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
07/01/2023 - Present
Fidelity Personal AND Workplace Advisors (DENVER NC)
NC
08/13/2020 - 12/01/2020
WELLS FARGO CLEARING SERVICES, LLC (DAVIDSON NC)
NC
04/01/2019 - 08/12/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTERSVILLE NC)
NC
08/26/1998 - 05/14/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 12/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/06/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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