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Elizabeth K Gazaille

National Financial Services LLC

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About Elizabeth K Gazaille

Elizabeth Gazaille is a financial professional with over 13 years of experience in the financial services industry. Elizabeth currently holds a Series 6, Series 26, Series 51 and SIE licenses. Elizabeth is currently registered with National Financial Services LLC and previously worked at Fidelity Investments Institutional Services Company, Inc. Elizabeth's career began in 2006 and Elizabeth is registered with FINRA.

Firm Information

Elizabeth Gazaille is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Gazaille’s Registration & Firm History

RI

04/11/2019 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

06/30/2006 - 02/28/2019

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 12/08/2006

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/20/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth K Gazaille.
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