Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Staley is a financial advisor with Raymond James Financial Services Advisors, Inc. Elizabeth has been in the industry since 1988. She has a wide range of experience, having worked with UBS Financial Services Inc., DAIN RAUSCHER INCORPORATED, RAUSCHER PIERCE REFSNES, INC., and PRUDENTIAL SECURITIES INCORPORATED. Elizabeth holds Series 63, Series 9, Series 10, Series 7, and SIE licenses. She is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
06/12/2009 - Present
Raymond James Financial Services Advisors, Inc. (LUBBOCK TX)
TX
10/01/1999 - 05/20/2009
UBS FINANCIAL SERVICES INC. (LUBBOCK TX)
NY
03/02/1998 - 10/05/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
03/28/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
10/23/1989 - 03/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/19/1988 - 10/12/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 11/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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