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Elizabeth Jo Moreau

Metlife Investments Securities, LLC

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About Elizabeth Jo Moreau

Elizabeth Moreau has been in the financial services industry since 1996. Elizabeth is currently registered with Metlife Investments Securities, LLC and is licensed to sell securities in Pennsylvania. Elizabeth has held previous roles at Morgan Stanley Distribution, Inc. and Vanguard Marketing Corporation. Elizabeth holds the Series 6, 7 and 63 licenses, as well as the SIE Exam.

Firm Information

Elizabeth Moreau is currently registered with Metlife Investments Securities, LLC. Metlife Investments Securities, LLC is a Limited Liability Company formed on August 31, 2016. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

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Fee Structure

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Elizabeth Moreau’s Registration & Firm History

NJ

05/21/2019 - Present

Metlife Investments Securities, LLC (Whippany NJ)

NY

06/14/2000 - 09/14/2017

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

PA

07/23/1996 - 03/06/2000

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 08/15/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2007

Series 7 - General Securities Representative Examination

BC

Issued 07/22/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Jo Moreau.
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