Unclaimed
Elizabeth Patterson is a financial professional with over 14 years of experience in the financial services industry. She currently holds Series 7, 24 and 66 securities licenses, along with the SIE. Elizabeth is registered to conduct business in Indiana and has a history of working with clients in several states including California, Nebraska, Ohio, Florida and Indiana. Her previous employers have included Cetera Advisor Networks LLC, Northern Lights Distributors, LLC, Ultimus Fund Distributors, LLC, Unified Financial Securities, LLC and Royal Alliance Associates, Inc. Elizabeth currently works with Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC and Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/24/2023 - Present
Cetera Advisor Networks LLC (EL SEGUNDO CA)
CA
10/16/2023 - 10/16/2023
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
NE
01/15/2021 - 09/01/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
OH
01/11/2016 - 09/01/2023
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
IN
04/29/2019 - 01/21/2020
UNIFIED FINANCIAL SECURITIES, LLC (INDIANAPOLIS IN)
FL
12/16/2009 - 04/29/2015
ROYAL ALLIANCE ASSOCIATES, INC. (BOCA RATON FL)
FL
07/04/2008 - 12/16/2009
ROYAL ALLIANCE ASSOCIATES, INC. (ROYAL PALM BEACH FL)
BOTH
Issued 03/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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