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Elizabeth Jane Tavel

A.g.p. / Alliance Global Partners

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About Elizabeth Jane Tavel

Elizabeth Jane Tavel is a financial advisor with A.g.p. / Alliance Global Partners. Elizabeth has been in the industry since 1997. Elizabeth has a Series 7, Series 63, and Series 66 license. Elizabeth specializes in providing financial planning, portfolio management for businesses, and portfolio management for individuals. Elizabeth also has experience with portfolio management for pooled investment vehicles.

Firm Information

Elizabeth Tavel is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Elizabeth Tavel’s Registration & Firm History

NY

02/19/2023 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

01/26/2023 - 03/15/2023

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

09/14/2017 - 11/16/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/16/2017 - 09/13/2017

PRUCO SECURITIES, LLC. (WHITE PLAINS NY)

NY

08/06/2009 - 05/01/2017

MORGAN STANLEY (NEW YORK NY)

CA

01/16/2009 - 04/03/2009

CAPSTONE INVESTMENTS (SAN DIEGO CA)

NY

10/27/2005 - 09/16/2008

CALYON SECURITIES (USA) INC (NEW YORK NY)

NY

09/15/2000 - 12/17/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NJ

10/08/1996 - 01/21/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

07/13/1994 - 02/16/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

05/18/1993 - 05/12/1994

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/04/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Elizabeth Jane Tavel. Review regulatory record here.
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