Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Rodgers is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Elizabeth has been working in the financial services industry since 2008. Elizabeth's registration status with FINRA is active and Elizabeth is also registered in 46 states as an investment advisor representative and in 2 states as an investment advisor. Elizabeth's previous employer was WELLS FARGO ADVISORS, LLC. Elizabeth has passed the Series 7, Series 63 and Series 65 examinations. Elizabeth is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc., which is a registered broker-dealer and investment advisor. Elizabeth is also registered as an investment advisor representative in 46 states and an investment advisor in 2 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/22/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MACON GA)
GA
05/07/2008 - 09/29/2016
WELLS FARGO ADVISORS, LLC (MACON GA)
IA
Issued 04/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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