Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Elizabeth? Claim Your ProfileElizabeth Read is a financial professional with over 20 years of experience in the securities industry. Elizabeth is currently registered with Stifel, Nicolaus & Company, Inc. and previously held positions at George K. Baum & Company, Wells Fargo Securities, LLC, Wells Fargo Brokerage Services, L.L.C., First Security Van Kasper, Inc. and First Security Capital Markets, Inc.. Elizabeth holds Series 7, 50, 52TO and SIE licenses and provides financial planning, portfolio management and other services for individual clients and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
09/27/2019 - Present
Stifel, Nicolaus & Company, Inc. (SALT LAKE CITY UT)
UT
06/05/2013 - 09/27/2019
GEORGE K. BAUM & COMPANY (SALT LAKE CITY UT)
UT
11/06/2009 - 01/03/2013
WELLS FARGO SECURITIES, LLC (SALT LAKE CITY UT)
UT
10/26/2000 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (SALT LAKE CITY UT)
CA
07/01/1999 - 12/20/2000
FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)
UT
02/20/1998 - 07/01/1999
FIRST SECURITY CAPITAL MARKETS, INC. (SALT LAKE CITY UT)
UT
12/02/1997 - 01/29/1998
FIRST SECURITY INVESTOR SERVICES, INC. (SALT LAKE CITY UT)
BC
Issued 01/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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