Unclaimed
Elizabeth Ponte is a financial advisor with Pruco Securities, LLC. Elizabeth is located in Middletown, Rhode Island and has been in the industry since 2013. Elizabeth specializes in insurance and annuity products and has a Series 6 license. Elizabeth also holds a Series 63 license and a SIE license. She is registered in Connecticut, Delaware, Florida, Maryland, Massachusetts, New York, Rhode Island, and Virginia. Elizabeth previously worked with MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
RI
06/30/2023 - Present
Pruco Securities, LLC (Middletown RI)
RI
03/25/2017 - 07/05/2023
MML INVESTORS SERVICES, LLC (MIDDLETOWN RI)
RI
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MIDDLETOWN RI)
RI
05/24/2013 - 01/02/2015
NEW ENGLAND SECURITIES (MIDDLETOWN RI)
BC
Issued 09/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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