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Elizabeth Jane Ponte

Pruco Securities, LLC

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About Elizabeth Jane Ponte

Elizabeth Ponte is a financial advisor with Pruco Securities, LLC. Elizabeth is located in Middletown, Rhode Island and has been in the industry since 2013. Elizabeth specializes in insurance and annuity products and has a Series 6 license. Elizabeth also holds a Series 63 license and a SIE license. She is registered in Connecticut, Delaware, Florida, Maryland, Massachusetts, New York, Rhode Island, and Virginia. Elizabeth previously worked with MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., and NEW ENGLAND SECURITIES.

Firm Information

Elizabeth Ponte is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Elizabeth Ponte’s Registration & Firm History

RI

06/30/2023 - Present

Pruco Securities, LLC (Middletown RI)

RI

03/25/2017 - 07/05/2023

MML INVESTORS SERVICES, LLC (MIDDLETOWN RI)

RI

01/02/2015 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (MIDDLETOWN RI)

RI

05/24/2013 - 01/02/2015

NEW ENGLAND SECURITIES (MIDDLETOWN RI)

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Licenses & Designations

BC

Issued 09/18/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Jane Ponte.
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