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Elizabeth Helen Grund

Ares Management Capital Markets LLC

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About Elizabeth Helen Grund

Elizabeth Grund is a financial advisor with Ares Management Capital Markets LLC. Elizabeth holds Series 7TO, Series 79TO, and Series 63 licenses and has been in the industry since August 2021. Elizabeth is registered to provide securities-related services in New York. Before joining Ares Management Capital Markets LLC, Elizabeth worked at Truist Securities, Inc.

Firm Information

Elizabeth Grund is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Elizabeth Grund’s Registration & Firm History

NY

08/18/2023 - Present

Ares Management Capital Markets LLC (NEW YORK NY)

GA

08/17/2021 - 08/09/2023

TRUIST SECURITIES, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 08/23/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/03/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/17/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Elizabeth Helen Grund.
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